Davis & Kuelthau's Securities and Capital Development team has extensive experience advising clients in securities law matters. Our lawyers are familiar with federal and state laws and regulations that govern private placement securities transactions and reporting requirements. Our team provides innovative approaches to help our clients navigate these issues. We are also familiar with federal and state laws and regulations governing registered investment advisors and broker-dealers and their reporting requirements. We routinely assist clients in planning for corporate finance needs, locating potential sources of capital and organizing, negotiating and closing the deal once financing has been obtained.
We regularly advise and represent a wide variety of issuers, investors, majority stockholders and holding companies with respect to: